"...and they are all acting against the decrees of Caesar,
saying that there is another king, Jesus." (Acts 17:7)
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The question of an appropriate background for the Philippians hymn
constitutes one of the perennial conundrums of New Testament studies.1
Many solutions have been presented, but none has achieved a consensus.2
I do not expect the proposal offered below to end the long debate about
the hymn. Proof and definitive conclusions cannot be attained in a matter
which is inherently so problematic. What can be expected, however, and
what the following offers, is a marshalling of evidence which is plausible
and possesses definite advantages over the other proposed solutions
to the question.
Through the years, at least six distinct backgrounds for the hymn have
been put forth. The gnostic redeemer, for example, descends to the human
realm, and then ascends to the divine. But his descent is not marked
by the humility Jesus exhibits in refusing to regard equality with God
as an arpagmos, nor is it an incarnation, nor does he endure
an obedient death.3
A wisdom pattern offers some manner of heavenly equality with God, along
with descent and ascension, but again, there is no humility, incarnation,
or obedient death.4
Jerome Murphy-O'Connor has attempted to understand the hymn in terms
of wisdom without recourse to pre-existence.5
However, his success is doubtful.6
A background of Adam speculation contrasts Jesus' humility to Adam's
avarice, Jesus' obedience unto death to Adam's disobedience unto death,
and Jesus' exaltation to Adam's condemnation, while correlating Jesus'
heavenly glory with that of the unfallen First Man.7
Nonetheless, serious difficulties remain.
To begin with, this background depends heavily on a rejection
of pre-existence in the hymn (see Hurst, 449). Therefore, if one
accepts pre-existence, its appeal diminishes greatly. Even if
one does not, there are still problems, such as why Adam's fall
should prompt the idea of slavery in 2:7 (see Hurst, 451-52; Wanamaker,
181-83). Also, the language of 2:7-8a suggests something more
comprehensive even than Adam's fall (Hurst, 451). Similarly, how
would the general idea of Adam's disgrace prompt the particulars
of Phil 2:9-11? For instance, what is the connection between Adam
speculation and Isa 45:23, which Phil 2:9-11 clearly reflects?
In the end, he seems almost to abandon Adam speculation by concluding
that "the nearest antecedents" to a Christology of pre-existence
are personifications of Wisdom or Torah.8
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Another possible background for the hymn is the Suffering Servant of
Isaiah 52-53.9
This figure dies and is exalted, but that his death is obedient is questionable.10
Further, he starts out with nothing that could be deemed equivalence
or likeness to God, and receives no general acclamation.11
These same two elements are lacking as well in the so-called Stories
of the Suffering Righteous (e.g., 2 Macc 7), which do, however,
contain an obedient death and resulting heavenly afterlife.12
Finally, the worship associated with rulers presents a background for
pre-existence, incarnation, postmortem exaltation, and acclamation.13
Furthermore, the ideal ruler unselfishly lowers himself from a high
station to the position of servant. However, the motif of obedient death
is missing, as is a post-mortem exaltation specifically resulting from
it.
We must conclude, then, that no single background can accomodate the
hymn.14
Below, I will propose a combination of three, namely, Isaiah 45 (which
will here be given more attention than it usually receives), Stories
of the Suffering Righteous, and Greco-Roman ruler worship. This combination
has several important advantages. First, the three elements I am emphasizing
are linked together by a common theme.15
All have to do with sovereignty. Isaiah 45 insists that the God of Israel
is the world's one, true lord. The Suffering Righteous are typically
faced with a choice of lords. If they obey God rather than the king,
a horrible death threatens them. That vindication follows their choice
of God shows he is the most powerful lord of all. As for Greco-Roman
ruler worship, concern with sovereignty is obvious there. The hymn combines
these three backgrounds to form a compact but powerful commentary on
the relation of the churches' lord to those of the societies in whose
midst the churches lived.
The combination's second advantage is that it responds to a need which
Helmut Koester has highlighted in a recent Society of Biblical Literature
presidential address.16
This is the need to consider the early Christian message about Jesus
in its political context. Koester suggests that the churches' teaching
would have had to confront both Roman and Jewish political ideology.17
Although he does not specifically mention the hymn, responses to his
call can hardly ignore a text which Dieter Georgi had already tagged
as in competition with the Roman imperial cult.18
Koester's assertion that there would have been competition between
nascent christology, on the one hand, and Roman and Jewish political
ideology on the other, points toward an organizing principle for the
entire hymn. The hymn appropriates for Jesus some of the most important
claims for the emperor and for Israel's supreme ruler, the lord God.
This is not surprising, since there is ample evidence for people of
this period imagining and sometimes actualizing alternatives to established
political structures. The Stoics and Cynics, for instance, were vitally
interested in escaping the power of official rulers and placing themselves
in a separate polity.19
Epictetus asks why philosophers should pay attention to those in positions
of power (dunamis; 1.9.20), for no one can rule (arxchô)
over them (1.9.21).20
The philosopher knows he is not the body over which rulers exercize
power, but rather a kinsman of the gods (tôn theôn suggenês;
1.9.25).21
In one of the Cynic Epistles, Pseudo-Heraclitus says that the gods are
his "fellow citizens" (politai; 9.3). The Wisdom of
Solomon, which begins, "Love righteousness, you rulers of the earth,"
envisions several versions of governance other than what actually exists:
at 3:8, the righteous, having endured the discipline of apparent death,
attain rule; in chs. 6-9, a plethora of good advice is supposed to reform
those already in power.22
Philo envisions a "kingdom of the sage" (hê...tou
sofou basileia) which God grants and which stands in stark contrast
to "other kingdoms" (allai basileiai).23
The numerous Jewish apocalyptic works from the period long for the day
when God will shatter earthly sovereigns and impose his own kingdom.24
Qumran represents an attempt to carve out political space within human
history, while waiting for the end. The Dead Sea Scroll community claimed
to be the "true Israel" and assiduously tried to order itself
as such.25
Why there should have been this interest in alternative political structures
is simple: to many, the Roman Empire rested on little more than naked
power.26
No wonder, then, that the search was made for a social organization
with firmer moral and religious grounding.
By the time of the hymn's composition, Christians were already coming
to see themselves as associated with a godly kingdom opposed to all
others. This attitude could not avoid political ramifications, for it
required early Christian theologians to address the nature of this opposition
(1 Cor 15:24; Q 16:16, 13:28-30, 22:28-30; Mark 11:10, 13:8, 14:25;
cf. 12:13-17). Christians could therefore not ignore either of the two
religio-political entities which they confronted. The Roman Empire was
the ultimate arbiter of power in the eastern Mediterannean, and persecutions
dating from the reign of Nero show how little the early churches could
afford to overlook it.27
It broadcast its might by manipulating a centuries-old set of religious
ideas and cultic practices of which no one in the Empire could have
been wholly unaware.28
Judaism, a religion with a strong political component, had played a
crucial role in the emergence of Christianity, and from an early point
in their existence the churches claimed the promises made to the nation
of Israel.29
In the hymn, therefore, one wing of a fledgling communal movement offers
its own religio-political warrant in competition with other communities
already on the scene. We will now examine just how that competition
proceeds. Since it can be seen most immediately in the hymn's use of
Isaiah 45, we begin with that and move backwards through the hymn's
more complex engagement of Stories of the Suffering Righteous and ruler
worship.
The Hymn and Isaiah 45
Isaiah 45 LXX begins with God speaking to "my Christ, Cyrus"
(that God calls him by name [onoma] is later stressed explicitly,
45:4). God promises to make the nations hear him obediently and to shatter
the kings' power on his behalf (45:1). In 45:14, God's chosen one (either
Cyrus or Israel) will receive the toil of Egypt and the wealth of Ethiopia.
The Sabeans will be his slaves (douloi), bowing down (proskuneô)
to him and offering worship (proseuchomai). The fact that this
section of Isaiah depicts God as, in effect, sharing his rule of the
world invites comparison with the hymn. However, it should be noticed
that, at the same time, Isaiah 45 asserts emphatically the existence
of only one kurios, i.e., God. There is none beside the kurios
ho Theos (45:7, cf. 45:18).
Given this emphasis, it is all the more remarkable that the hymn utilizes
Isa 45:23. The latter makes it very clear that every knee will bow to
God, and every tongue will swear by him. But Phil 2:10-11 asserts that
knees will bow to Jesus and tongues will confess him, rather than God,
as lord. This represents an audacious redirection of one of the most
stringently monotheistic passages in the entire Hebrew Bible. As just
noted, Isa 45:6, 18 proclaim that there is no kurios besides
God. The hymn says there is, and even adds that it was God himself who
conferred that name.30
Though Christ may work for the greater glory of the Father (Phil 2:12),
his proclamation as lord can hardly be seen from the standpoint of Isaiah
45 as other than a serious encroachment on the singular lordship of
God (see Isa 45:5-7, 14, 18, 21-22). The term "lord," which
Isaiah 45 insists belongs to God alone, is being shifted to Jesus.31
This means that the God of Israel is losing a critical signifier of
authority to the leader of the Christian churches. The fact that those
churches continued to make claims on the heritage of Israel cannot efface
this basic transferral.32
Through this theological arrogation, the community behind the hymn is
claiming that it is the heir to the promises made to the nation of Israel.
In effect, it is presenting itself as the true Israel.33
Such a claim was not unprecedented, however audacious it may have been.
It had already been made, as mentioned, by the group centered around
Qumran. At the core of this Jewish sect lay the conviction that only
among its members were the promises to Israel still valid.34
There is little indication in the hymn of such vociferous criticism
of outsiders as that found at Qumran (cf., however, such passages as
2 Cor 4:3-4). Nonetheless, like the Commentary on Habakkuk, it places
its community's leader over against the leadership of competing communities.
Yet the fact remains that the Teacher of Righteousness was not proclaimed
lord of the cosmos, as the hymn proclaims Jesus. What accounts for this
sharp difference?
For an answer, we should first of all remember that, since the time
of Second Isaiah, many sectors of Judaism had grown used to speaking
of various figures as closely associated with or even virtually equal
to God. These sectors were comfortable in speaking in such a way because
the figures were apparently not felt to be encroaching on God's suzerainty.
It is this comfortability which accounts for the evident ease with which
the hymn's author switches the stridently monotheistic Isa 45:23 from
God to Jesus. However, the figures just mentioned tended, on the one
hand, to be themselves divine attributes or, on the other, to be patriarchs
or angels. For such a figure to have recently been human and to have
served as the leader of the group at issue is unprecedented in Jewish
traditions. In my view, only a thorough acquaintance with notions of
recent human leaders who had become divine can explain the seeming ease
with which the hymn's author portrays Jesus as a cosmic lord. It is
argued below that these notions center around the imperial cult.
The Hymn and Stories of the Suffering Righteous
Before turning to the imperial cult, however, let us take up a somewhat
more cleanly delimited topic, namely, the death of Jesus as described
in Phil 2:8-9a. Perhaps the most striking feature of this passage is
its terseness. We are told only that Jesus' death was obedient (hupêkoos)
and that it resulted in exaltation (see the dio of v. 9a).35
Where else do we find this sequence? As noted above (n. 10), it is not
clear that the Suffering Servant's death is an obedient one. Adam speculation
may offer a foil for the sequence, but this is murky (see n. 8 above).
In 2 Macc 7 and 4 Macc, however, the sequence is unmistakable.36
In the former, the first brother promises that "the king of the
universe will raise us up to an everlasting renewal of life, because
we have died for his laws" (apothanontas hêmas huper tôn autou=
nomôn; 7:9). The mother says that God will "give life and breath
back to you again, since you now forget yourselves for the sake of his
laws" (hôs nun huperorate heautous dia tous autou nomous;
7:23).37
In 4 Macc 9:8, all the brothers tell Antiochus that "we, through
(dia) this severe suffering and endurance, shall have the prize
of virtue and shall be with God, for whom (di' hon) we suffer..."38
The fact that the sequence of obedient death/exaltation occurs in both
the hymn and 2 and 4 Macc suggests that the latter somehow represent
the background of the former. This suggestion is the easier to follow
since 2 and 4 Macc do not stand in isolation, but are related to a genre
of literature often dubbed "Stories of the Suffering Righteous"
(see n. 12 above). These accounts, such as the Joseph narrative or Daniel
6, tell how God rescues his followers who are unjustly persecuted and
threatened with death. But 2 and 4 Macc (along with Wis 2; 4-5) describe
a rescue after death.39
They also appear, unlike the other stories, to be strongly Hellenized.40
We thus arrive at the conclusion that the hymn's sequence of obedient
death/exaltation may be a result of influence by Hellenized Stories
of the Suffering Righteous. In any case, there simply does not seem
to be anywhere else the sequence takes place.41
Nonetheless, several ways in which the hymn departs from these Stories
must be addressed. First, the hymn does not specify the object of Jesus'
obedience. Second, it does not point to any persecutors. Third, it presents
a more cosmic and less historical scenario than they do.42
The first departure does not present a formidable obstacle. Although
no object of Jesus' obedience is named, it is simplest to see him as
being obedient to God (an interpretation which is, of course, in accordance
with the Stories of the Suffering Righteous). After all, for God to
exalt Jesus because the latter was obedient to adversaries would be
strange indeed. Even if 2:8 were saying that Jesus entered a state where
he acceded to cosmic powers, one would still be hard put not to believe
that such an entrance was part of a broader submission to God's will.43
Moreover, identifying God as the object of Jesus' obedience matches
Paul's belief that Jesus' life and death were in obedience to God (see
Rom 5:19, 2 Cor 5:21; Gal 1:4, 3:13).44
True, Paul may not have been the hymn's author, but he did live during
the same time as its composition, work in the same general stream of
early Christian tradition, and like it enough to put it in one of his
letters.45
As for the second departure, one of the Hellenized Stories of the Suffering
Righteous is at least partly comparable to the hymn regarding the omission
of persecutors. In Wisdom 2; 4-5, the Righteous One (ho dikaios)
is persecuted and killed by the Impious Ones (hai asebeis). The
latter are never named, and it is not at all clear what historical group
they represent (Sadducees, Epicureans, Hellenized Jews, et al.) (Seeley,
Narrative, n. 6). Their motivations are unrealistic at best and contradictory
at worst (Idem, 62f.). In short, they appear almost as stereotyped stick-figures
(Idem, 63f.). Wisdom's author presents a very spare and unadorned narrative
structure. It lacks the place names, personal names, motives, and details
one normally expects from a story. That the hymn lacks persecutors altogether
may be seen as another, if more rigorous, example of such a skeletal
narration. In its few lines, the hymn seems to focus so intensely on
what is essential that all else is blocked out.
This tight focus can be seen as characteristic also of the early Christian
tradition within which the hymn stands. According to Mack, churches
in places like Antioch had no interest in developing "a narrative
embellishment of Jesus' trial" or in identifying his persecutors.
"That would have created tremendous embarrassment, implicating
unnecessarily either the temple establishment or the Romans."46
Pointing at the first would have damaged any hopes the churches might
still have had of persuading more Jews to join.47
Pointing at the second would only have compounded the risk already incurred
by calling Jesus lord. It is true that evil, cosmic powers could have
been singled out, along the lines of 1 Cor 2:8. But note how isolated
that verse is within Paul's letters, and how ambiguous it is. One cannot
even be sure that Paul is referring to such powers there. This bespeaks
a certain caution or disinterest concerning the issue on Paul's part
and, by implication, that of pre-Pauline churches, as well. Not until
the emergence of Christian gnosticism would this situation change. So,
although we are still left with a real difference between the hymn and
the Stories of the Suffering Righteous concerning the persecutors, we
have been able to find something comparable in Wisdom 2:4-5, and to
give several possible reasons for the persecutors' absence in the hymn.
The hymn's orientation toward a cosmic, rather than historical, setting
is not terribly surprising. Many religious texts from this period, both
Jewish and non-Jewish, exhibit a fascination with cosmic categories.
The tendency of the Dead Sea Scrolls to see earthly events in terms
of their cosmic meaning is well-known.48
The same is true of the various other apocalyptic writings of the time.
Greco-Roman religious literature also has much to say about the cosmos.49
For a motif from the Stories of the Suffering Righteous to be inserted
into such a popular and often addressed context could almost be expected
to happen at some point. Indeed, a closely analogous insertion is reflected
elsewhere in Paul's corpus. A constituent part of his soteriology is
a martyrological pattern derived from Greco-Roman popular philosophy
and generallly presented there without reference to cosmic powers. In
Paul, however, it is charged with cosmic significance.50
Thus, what we find in the hymn is no more than what Paul did with the
similar pattern of the noble death.
The differences between Phil 2:8-9a and texts which have been noted
as containing Stories of the Suffering Righteous thus can be accounted
for. This means that the way is clear to place these Stories as the
likeliest background for 2:8-9a (see the alternatives mentioned at the
beginning of this article). Such placement, in turn, provides us with
another background concerned with rulership. The crucial question in
stories of the Suffering Righteous is whose rule the righteous ones
will acknowledge. If that of the tyrant, they will will live; if that
of God, they will die horribly. The hymn's use of Isaiah 45 situated
the churches' leader by taking the title kurios from the God
of Israel and awarding it to him. In an analogous manner, 2:8-9a situates
him by placing him in the position of those vicitimized by tyrannical
rulers. Like them, he is obedient unto death and rewarded by God for
his obedience with transferral to heaven. Since it is hard to imagine
that the author(s) of the hymn did not know Jesus died in a Roman civil
execution, the effect would have been to show where the churches' leader
stood vis-à-vis authorities whose rule rested essentially on raw power.
His stance was, of course, to remain obedient to God's rule no matter
what. This fact, in turn, would have showed that Jesus' lordship was
not obtained in the way common for the Hellenistic and early imperial
worlds, i.e., through violent aggression.51
Instead, it came in the most justifiable way possible: through his acknowledgment
of and obedience to the lordship of God himself. For rule to devolve
onto the churches' leader in this fashion meant that his claim to it
was impeccable. He had gained it precisely via adhering to the most
justly constituted authority of all. The churches' leader had earned
the blessing of God on his power, which meant that the churches' existence
as a communal entity had it, as well.
The Hymn and Greco-Roman Ruler Worship
The origin and destiny of the ruler were thought to be essentially
the same as what the entire hymn attributes to Jesus: heavenly pre-existence,
descent into bodily form, and return to heaven.52
The ruler was thus a special instance of the commonly held doctrine
that souls descend from heaven, become incarnate on earth, and ascend
after death. Roger Beck states that we find this view "in several
variants as a widely-held set of beliefs" in classical, Hellenistic,
and imperial society.53
Because the ruler's journey "followed the general destiny of souls,"
Nock rejects comparisons between it and Christianity, which claimed
uniqueness for Christ (Nock, "Son of God," 936). But if the
Philippians hymn is pre-Pauline, then we cannot conclude that the author(s)
rejected the concept of the general descent and ascent of souls. The
author(s) could have considered Christ a special instance of that pattern,
as, indeed, the writers just cited considered the ruler. And, even if
the author(s) did reject the concept vis-à-vis humanity in general,
he, she, or they could still have employed it with respect to Christ
in particular. Nock is also reluctant to believe that the authors of
such texts took their own words seriously (Ibid., 938f.). However, the
ascertainment of intention is notoriously difficult; moreover, the possibility
must be considered that the concept of the ruler's divine pre-existence
was meaningful to these writers, even if not taken literally.54
Phil 2:6 states that, in his pre-existent state, Jesus possessed the
form (morfê) of God. Various interpretations of this have been
debated (Martin, xix-xx, 99-133). All, however, run up against the stubborn
fact that morfê signified "something which may be perceived
by the senses," principally the visual sense.55
This is shown by, if nothing else, the fact that the hymn parallels
"form of God" and "form of a slave."56
So, the question must be asked: why would the hymn concern itself with
the issue of looking like God?
An answer may be found in the reign of Caligula (37-41 CE), who strove
to present himself in the form of divinity, and made a lasting impression
on the Jews precisely because of that fact (see Philo, Leg. Gas.,
and Josephus, Ant., 18.257-309).57
One of his many methods of self-aggrandizement was to dress up in elaborate
costumes as various gods and goddesses (Philo, Leg. Gas.,
93-114). Philo ridicules his donning of such regalia, stating that "a
divine form (theou morfê) cannot be counterfeited as a coin can
be" (Leg. Gas., 110).58
Indeed, Caligula seems to have been obssessed with presenting a godly
appearance. Suetonius tells us that he ordered the most famous and admired
statues of gods to be brought from Greece. He then had their heads removed
and his own likeness installed. He established a temple to his own divinity
(numen) where his golden statue was dressed daily in the same clothes
he himself wore (Caligula, 22.3-4). When he demanded statues
signifying his divinity in synagogues and the temple, he galvanized
large numbers of Jews.59
They contemplated forms (morfai) of God's commandments in their
souls, but would not countanance them otherwise.60
Both Philo and Josephus stress the Jews' willingness to die over the
issue.61
Although Caligula's insanity made him especially attentive to the matter,
imagery depicting the Roman ruler as divine began with Julius Caesar
and continued with Augustus and Tiberius.62
The dissemination of the emperor's likeness throughout the Empire was
of the utmost importance.63
Given the fact that it was so important in ruler worship, the issue
of divine appearance could threfore hardly be avoided if the developing
Christian communities were to situate their lord over against that of
the Empire. Adding further weight to the matter was the fact that, probably
less than a decade before the emergence of the hymn, the Jewish people
had been thrown into tumult because of an emperor's divine image. This
event would not have been forgotten easily, and it is hard to believe
that memory of it had vanished by the time the hymn was composed.
We turn now to Christ's attitude toward his status as isa Theô.
He did not regard it as harpagmos. This term, like all those
in the hymn, has received much comment through the years.64
For present purposes, however, the most interesting is by Ehrhardt.
He cited Plutarch's use of harpagma with reference to Alexander,
and contended that a "common source or tradition" lay behind
both it and the hymn.65
Plutarch's point is that Alexander did not regard his Asian conquests
as loot, booty, the spoils of war, or however one cares to translate
harpagma here. Instead, he sought to benefit his new subjects
by showing that mankind is truly one. Ehrhardt's position has not fared
well.66
In some ways that is rightly so.67
However, his comparison of Christ and Alexander on this score is helpful,
because it points to some definite analogies between Christ's attitude
and that of the ideal ruler.68
In Dio Chrysostom's first treatise on kingship, Zeus tests Heracles'
fitness for rule by having him choose between one woman who personifies
true, proper rule, and another who personifies tyranny. Among the unsavory
aspects of the latter is the tendency to "snatch (harpazô)
at whatever any passer-by might have, were it never so little."69
In his fourth treatise on kingship, Dio presents a conversation about
rule between Alexander the Great and Diogenes of Sinope. After telling
the young monarch what constitutes an ideal king, Diogenes cautions
him regarding traits which ought to be firmly rejected. First among
them is avarice; he who possesses it has "the soul of a worthless
cur, that snatches up (harpazô) things... and looks on other
morsels with longing eyes..."70
It seems clear, then, that an ideal ruler was seen in diametrical opposition
to one who behaved greedily. Neither harpagmos nor harpagma
appear in their comments on Caligula, but Suetonius and Philo do describe
him as grasping for divine honors. The first says that he began to lay
claim (adsero) to divine majesty (divina maiestas) (Caligula,
22.2). The second says that he "overstepped" (huperkuptô)
the "bounds of human nature" (fusis) in his "eagerness
(spoudazô) to be thought a god" (theos) (Leg. Gaj.,
75). Philo also accuses him of a "most godless assumption of godship"
(hê atheotatê ektheôsis) (Leg. Gas., 77). Caligula is
unlike the Greek gods in that, "while each of them held to his
own honors and did not lay claim (metapoieô) to those which were
shared by others, he, filled with envy (fthonos) and covetousness
(pleonekxia), took possession (sfeterizô) wholesale of
the honours of them all, or rather of the deities themselves."
He did all this by remaking his body into different shapes (metaschêematizô)
(Leg. Gas., 80). Though his behavior was the opposite of "those
whose honours he purposed to share as their equal" (isotimos),
he nevertheless "invested himself (skeuazomai) with their
insignia each in turn" (Leg. Gas., 98).71
Caligula was thus known as one who had grasped at divinity. A new community
proclaiming the divinity of its lord would do well to distinguish him
from the self-aggrandizing madman still fresh in many memories. This
task would be accomplished nicely by the assertion that he had possessed
the divine form and yet had not regarded equality with God greedily.72
It uses conceptuality familiar from ruler worship, while sharply demarcating
the Christian lord from the Roman one.
We come now to Christ's self-emptying (heautos...kenoô).
When Caesar "dedicated himself" (se... dedicavit) to
the world, he "robbed himself of himself" (sibi eripuit);
he may never again "do anything for himself" (numquam illi
licet... quicquam suum facere).73
The true ruler is selfless, desiring nothing for his own purposes. Seneca
says of good kings that "instead of devoting (dico) the
state to themselves, they have devoted themselves to the state."74
Dio says that the good king "shall plan and study the welfare of
his subjects..." (1.12). He will by no means stuff or gorge himself
with pleasure and power, but rather "he ought to be just such a
man as to think that he should not sleep at all the whole night through
as having no leisure for idleness" (1.13, cf. Il., 2.24-25).
So little does he wish for self-aggrandizement that the one pleasure
in which he is insatiable is granting benefits to others (1.23). In
short, the true ruler takes no thought for himself.75
Jesus' "kenosis" eventuated in his taking the form of a slave
or servant (morfê doulou). Similarly, the self-effacing nature
of the true ruler was seen as prompting him to take on the role of servant
or slave. At one point, Dio compares him with slaves in such a fashion
as to suggest a kind of equality between them:
In the title "master" (despotes)... he can take
no delight, nay, not even in relation to his slaves (douloi),
much less to his free subjects; for he looks upon himself as being
king, not for the sake of his individual self, but for the sake
of all men.76
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That is, the king should consider himself to be in essentially the
same position as a slave, laboring for the benefit of others instead
of himself. Later, Dio compares the good king to the sun, because the
latter endures "a servitude (douleia) most exacting."77
The idea of the ruler as servant can be discerned also in Dio's teacher,
Musonius Rufus,78
Archytas and Diotogenes (preserved in fragments by Stobaeus),79
Plato,80
and Xenophon.81
Here, then, it would seem we have an analogue for Christ taking on the
role of a doulos in Phil 2:7b. Servanthood or slavery willingly
assumed is the epitome of selfless behavior, and such behavior is the
hallmark of a true ruler.
There remains one major problem, however, in setting the hymn against
the background provided by the material just canvassed. It is as if
the hymn had displaced two of the topics just discussed (form and graspingness)
from the realm of earthly existence to that of heavenly existence. We
have seen that Caligula's efforts to assume divine form and to appropriate
divinity occurred during his reign.82
The other topics (selflessness and service) are related to Christ's
incarnation, but his heavenly existence still constitutes an important
foil for them.83
What can account for these discrepancies?
For an answer, let us chart the two last-named topics in terms of what
might be called the hymn's narrative logic. If Christ is to be shown
behaving in a manner comparable to the selflessness of the ideal ruler,
he must begin from some great eminence. After all, the ideal ruler foreswears
satisfying his own needs in spite of the great power available to him,
and acts as a scrupulous and ever-vigilant guardian of his people. Likewise,
his assumption of the role of slave or servant is striking precisely
because of the sharp juxtaposition it entails: he who is lord acts as
a minion. To portray Christ as selflessly bending down from a high position
for service would be difficult following his exaltation. The firmness
of his establishment in heaven is clearly conveyed by 2:9-11. His elevation
has a decisiveness which runs contrary to the notion of subsequent kenosis
and benefaction. Indeed, in Paul's letters, the only activity we see
Jesus undertake after his resurrection centers around the Day of Judgment,
hardly an occasion which highlights kindness.84
It is not surprising, then, to find these two elements (selflessness,
service) placed at the beginning of Christ's journey.
As for not grasping at equality with God, this can be demonstrated
more sharply if it is followed by a self-denying descent from the heavenly
sphere than if it occurs in close proximity to an exaltation and acclamation.
Similarly, the topic of the form seems most natural where it is. Being
in the place of God and experiencing equality with him implied sharing
his form. Even a mentally ill individual such as Caligula understood
this.85
Let us turn now to Phil 2:9-11. We have seen above that these verses
are based on Isaiah 45, but they resonate with ruler worship as well,
and deserve analysis from that perspective. Phil 2:9 refers to a name
"which is above every other name." Such superlative standing
is important because it usefully marks off the hymn's community in distinction
from the Greco-Roman oikoumene. Names of rulers could not have
been easy to miss in the mid-first century CE.
Cities alone would have seen to that.86
More pointedly, "Caesar" was the family name of the Julio-Flavians,
who were in power during the hymn's composition. To say that a name
possessed by Jesus Christ was above that of anyone else constituted
an assertion whose boldness could not have been missed by citizens of
the Empire.
Phil 2:10 extends the theme of 2:9 by saying that "at the name
of Jesus every knee should bow..." It is clear that this is a reference
to Isa 45:23, but it is not so clear why this particular phrase should
have appealed to the hymn's author(s). Could the latter have considered
bowing an issue which deserved comment? Probably so. Its role in ruler
worship is complex, but for our purposes, there are two basic points.
First, bowing appears not to have been a standard feature of the imperial
cult.87
Second, Caligula tried to make it one.88
His attempt created quite a stir. Greco-Roman writers are contemptuous
of it, and of those who acquiesced.89
Philo expresses horror and disgust at being personally caught up in
the situation.90
Also, he proudly maintains that the Jews were the only people who stood
apart from this effort to sully Roman tradition through barbarian ritual.91
If, as suggested above, the hymn was composed within memory of Caligula's
reign, then his behavior may well be serving as a foil at this point.
Isaiah 45:23 would have been very useful, in that it shows Christians
to possess a lord who is genuinely worth bowing to, not some egomaniac
who receives the rite from toadies. The specification "in heaven
and on earth and under the earth" echoes assertions of the breadth
of the emperor's rule.92
Yet Ovid can say only the following about his ruler: "Jupiter controls
the heights of heaven and the kingdoms of the triformed universe; but
the earth is under Augustus' sway."93
The hymn, as we might by now expect, makes the same sort of claim used
by ruler worship but in a stronger fashion, attributing to Jesus lorship
over all three tiers of the universe.
The reference to Isa 45:23 is continued by Phil 2:11 ("and every
tongue confess that Jesus Christ is Lord"). Here again we can see
early Christians marking themselves off from the oikoumene. Cuss
notes that "The first emperors did not aspire to the title of 'Lord.'"94
Augustus admonished any who used it of him, including his immediate
family.95
Tiberius likewise rejected it.96
Still, it is clear from these emperors' protests that there was considerable
pressure to apply the term to them. Caligula had no compunction about
such terminology, and actively sought the title, according to Aurelius
Victor.97
Even though Claudius was more circumspect about such things, we have
several examples of his being addressed thus.98
There is, in addition, the fact that Hellenistic culture was quite accustomed
to calling a ruler kurios. Demetrius Poliorcetes was hailed with
the term in the hymn preserved by Athenaeus.99
Ptolemy Epiphanes is called kurios basileion in the Rosetta Stone.100
Later (62 BCE), Ptolemy XIII is called kurios basileus theos.101
In 52 BCE Cleopatra and her brother are titled kurioi theoi megistoi.102
A Syrian inscription may fancy Tiberius and Livia the "Lords Augusti."103
Finally, it should be mentioned that the term was used even for the
Herodians.104
In light of such competition for the title, the attribution of "lord"
to Jesus must be seen for the political act it was.
The language of confession is not found in our sources on ruler worship.105
It ought, however, to be noted that public praise of the emperor was
very familiar in the early Principate. Price reports that at imperial
festivals, there were
high-ranking officials whose specific task was to praise the emperor.
A choir established by the province of Asia sang hymns in honour
of Augustus and other officials praised the emperor in verse...
festivals included competitions, not only in athletics and music,
but also in imperial encomia... We hear of one Coan who
"in all the most distinguished cities of Asia won competitions
in encomia to the founder of the city Sebaston Caesar and the
benefactors Tiberius Caesar and Germanicus Caesar and all their
house and to all the other gods in each city." Contests in
praising the emperor in prose and verse were widespread in the
Greek world, both at festivals in honour of the emperor and as
part of the festivals of traditional gods.106
|
The fact that public praise of the emperor was a familiar feature of
life in the early Empire underscores the hymn's audacity in offering
it instead to the churches' lord. Phil 2:11 thus firmly places Jesus
Christ in juxtaposition to the emperor. Regarding this placement as
accidental requires a stretch of the imagination. Early Christians would
have to be seen as capable of deftly employing sophisticated ideas with
resonance in the imperial cult, yet simultaneously oblivious to the
socio-political implications of what they were saying.
Conclusion:
the Combination of Isaiah 45, Stories of the Suffering Righteous,
and Greco-Roman Ruler Worship
It remains now to ask how these three patterns came together in the
hymn. The answer is that they are all centered on the issue of rule.
By the first century CE, the question of who was in charge was on many
people's minds. Prior to 31 BCE, the Romans had suffered through protracted
periods of civil war and seen the effective dissolution of their republican
form of government. Native peoples chafed under imperial rule, as they
had under the Hellenistic kings. Augustus was an exceptionally wise
and moderate leader, but Tiberius left much to be desired, and after
Caligula, few could even pretend that the office of emperor was secure
from the worst excesses of tyranny and madness. In Judea, the question
of rule was even more acute. Herod maintained order, but only through
the use of terror. His heirs were little more popular. The Romans were
not welcome, to say the least. Jews longed for an independent state
devoted to its true monarch, God. What all this means is that a profound
gap was felt between who the ruler was and who he ought to be. The wrong
king was on the throne.107
In such circumstances, a figure who combined all-consuming power with
perfect righteousness would be immensely appealing. How better to show
his power than through having him nudge Yahweh aside and trump the emperor?
And how better to show his righteousness than by having him die obedient
to God, thus exhibiting his piety in extremis? The hymn achieves
both of these ends by alluding to two figures of absolute power, and
one who suffers the worst depredations of such power. In a startling
and brilliant move, these figures, who stand at diametrically opposed
poles in the power structure of the first century, are brought together
and coalesced in the story of Jesus Christ. Unlimited force and impeccable
piety are wedded; political and religious/ethical categories are aligned;
what is and what should be are at last unified. This unification provided
the early churches with what every group needs: a strong and admirable
leader. The hymn places this leader in a position of clear superiority
vis-à-vis the emperor, and describes God as transferring to him the
epithet "lord," previously reserved for God alone. The emperor
presided over a very real political entity. So, too, had the God of
Israel, during those periods when his nation had thrown off the foreign
yoke. Though the hymn proclaimed Jesus' lordship over all, it must have
been painfully obvious that his realm could not yet match such reality.
Even so, his rule was becoming manifest in small cells forming within
the Empire. These were not plagued by the Empire's corruption or limited
by the ethnic constraints of Israel. They did not yet constitute a genuine
polilty of their own, but they looked forward to the day when their
master would return to exercize real, worldly power. Until then, they
could take comfort in his cosmic kingship and know that he, too, had
had to suffer the abuses of tyranny. Secure in the belief that their
cause was righteous, they stubbornly set about creating their own, alternative
society, one which came eventually to control all its rivals.108
Important Works Referred to in Text
- Georgi, Dieter
- Theocracy in Paul's Praxis and Theology (Minneapolis: Fortress,
1991).
- Howard, George
- "Phil 2:6-11 and the Human Christ," JBL 40 (1978),
369-72.
- Hurst, L. D.
- "Re-enter the Pre-existent Christ inPhilippians 2.5-11?"
NTS 32 [1986] 449-57.
- Kee, Alistair
- "The Imperial Cult: the Unmasking of an Ideology," SJT
6/2 (1985) 112-28.
- Mack, Burton
- A Myth of Innocence. Mark and Christian Origins (Philadelphia:
Fortress, 1988).
- Martin, Ralph P.
- Carmen Christi (Grand Rapids, MI: Eerdmans, 1983).
- Murphy-O-Connor, Jerome
- "Christological Anthropology in Phil. II.6-11," RB
83 (1976), 25-50.
- Nock, Arthur Darby
- "'Son of God' in Pauline and Hellenistic Thought," Essays
on Religion and the Ancient World. 2 vols., ed. Zeph Stewart (Cambridge,
MA: Harvard University, 1972).
- Pretorius, E. A. C.
- "A Key to the Literature on Philippians," Neotestamentica
23 (1989), 125-53.
- Sanders, James A.
- "Dissenting Deities and Philippians 2:1-11," JBL
88 (1969), 279-90.
- Seeley, David
- The Noble Death. Graeco-Roman Martyrology and Paul's Concept
of Salvation (JSNTSSS 28. Sheffield: Sheffield Academic Press,
1990).
- Seeley, David
- "Narrative, the Righteous Man and the Philosopher: An Analysis
of the Story of the Dikaios in Wisdom 1-5," JSP
7 (1990) 68-69.
- Wanamaker, A.
- "Philippians 2.6-11: Son of God or Adamic Christology?"
NTS 33 (1987)
Notes
1For scholarship
on the hymn, see Ralph P. Martin, Carmen Christi (Grand Rapids, MI:
Eerdmans, 1983; reprint of 1967 ed. with new preface). Cf. E. A. C.
Pretorius, "A Key to the Literature on Philippians," Neotestamentica
23 (1989) 125-53.
2The problem
is all the more daunting because there is disagreement over the hymn's
basic elements. Some argue that pre-existence and incarnation have no
place here (for bibliography, see L. D. Hurst, "Re-enter the Pre-existent
Christ in Philippians 2.5-11?" NTS 32 [1986] 449-57; cf.
J. Habermann, Präexistenzaussagen im Neuen Testament [Europäische
Hochschulschriften XXII/362; Frankfurt am Main/Bern/New York/Paris:
Peter Lang, 1990] 149-56). However, the arguments for a pre-existent
Christ still appear to outweigh those against (see Hurst, "Re-enter;"
Martin, Carmen Christi, xxi). Note the difficulty with interpreting
2:7 otherwise than as an incarnation, and the consequent improbability
of Christ's being already incarnate in 2:6.
3Martin,
Carmen Christi, xix-xx, 76-78, 89-93, 219-20, 222-23. See also
121-28, 133 n. 3.
4For bibliography
and discussion, see Martin, Carmen Christi, 93, 318-19.
5Jerome
Murphy-O-Connor, "Christological Anthropology in Phil. II.6-11,"
RB 83 (1976) 25-50.
6 George
Howard, "Phil 2:6-11 and the Human Christ," JBL 40
(1978) 369-72; C. A. Wanamaker, "Philippians 2.6-11: Son of God
or Adamic Christology?" NTS 33 (1987) 182.
7See Martin,
Carmen Christi, xx-xxi, 116-19, 128-33, 142-43, 152-53, 156,
161-64, 194, and 196 (but especially 163-64).
8 N. T.
Wright , The Climax of the Covenant (Minneapolis: Fortress, 1992),
91-92, 97. See also Peter O'Brien, The Epistle to the Philippians
(NIGTC; Grand Rapids: Eerdmans, 1991) 263-68.
9 See Martin,
Carmen Christi, 51-52, 147-48, 182-90, 211-13.
10 Martin,
Carmen Christi, 212-13.
11 With
respect to the issue of pre-existence, it is of course true that the
Servant is not pre-existent and undergoes no incarnation (Martin, Carmen
Christi, 185-86).
12 See
Martin, Carmen Christi, 191-94. In addition to the literature
cited there, see John J. Collins, "The Court-Tales in Daniel and
the Development of Apocalyptic," JBL 94 (1975) 218-34; George
W. E. Nickelsburg, "The Genre and Function of the Markan Passion
Narrative," HTR 73 (1980) 153-84; idem, Resurrection,
Immortality and Eternal Life in Intertestamental Judaism (HTS 26;
Cambridge, MA: Harvard University; London: Oxford University, 1972).
On differences between Stories of the Suffering Righteous and Isaiah
52-53, see Nickelsburg, Resurrection, 66. This option will be
discussed below.
13Martin,
Carmen Christi, 78-81. This option will be discussed below. "Exaltation"
is used here simply to mean "placed in a high position." Connotations
of enthronement are not intended.
14Some
commentators in effect posit no pattern as anterior to the hymn. See,
e.g., O'Brien, who points simply to the "terminology of early
Christianity" (Philippians, 197; emphasis his). But
this proposal leaves the issue so self-referential as to suggest a misunderstanding
of the meaning of "background."
15In contrast,
e.g., to Adam speculation and the Suffering Servant, which are often
combined (Hurst, "Re-enter," 457 n. 39; Wanamaker, "Son
of God," 182). Note also James A Sanders' need to switch back and
forth between the Dead Sea Scrolls and Gnosticism ("Dissenting
Deities and Philippians 2:1-11," JBL 88 [1969] 279-90).
16 Published
as : Helmut Koester, "Jesus the Victim," JBL (1992)
3-15.
17Koester,
"Jesus the Victim," 9.
18 Dieter
Georgi, Theocracy in Paul's Praxis and Theology (trans. David
D. Green; Minneapolis: Fortress, 1991) 73. See also, inter alia,
Dominique Cuss, Imperial Cult and Honorary Terms in the New Testament
(Paradosis XXIII; Fribourg: The University Press, 1974) 63, 88; Adolf
Deissmann, Light from the Ancient East (2nd English ed.; trans.
Lionel R. M. Strachan; New York and London: Harper & Brothers, 1927)
349; William Hendriksen, New Testament Commentary: Exposition of
Philippians (Grand Rapids: Baker, 1962) 116; H. G. G. Herklots,
The Epistle of St. Paul to the Philippians (London and Radhill:
Lutterworth, 1946) 69; Donald L. Jones, "Christianity and the Roman
Imperial Cult," ANRW (eds. Hildegard Temporini and Wolfgang
Haase; Berlin: de Gruyter, 1980) II.23.2, 1031; Alistair Kee, "The
Imperial Cult: the Unmasking of an Ideology," SJT 6/2 (1985)
112-28; Martin, Carmen Christi, 292; O'Brien, Philippians,
206.
19"...
Cynicism voiced a serious protest against an established social and
political order which teemed with injustice ..." (G. J. D. Aalders,
Political Thought in Hellenistic Times [Amesterdam: Adolf M.
Hakkert, 1975] 63).
20On the
philosopher as king, see Ragnar Hoïstad, Cynic Hero and Cynic King
(Lund: Carl Bloms, 1948).
21Cf. Mary
Rose D'Angelo, "Theology in Mark and Q: Abba and 'Father'
in Context," HTR (1992) 164.
22D'Angelo
calls Wisdom an "example of the collaboration of the traditions
of Judaism and Greek philosophical theology in response to Roman imperial
propaganda ... " ("Theology in Mark and Q," 154).
23Philo,
Abr., 261. Cf. Mut. Nom., 135; Vit. Mos., 2.241;
Spec. Leg., 1.207. See Burton L. Mack, "The Kingdom Sayings
in Mark," Forum 3/1 (1987), 16.
24On the
political roots of both Jewish and non-Jewish apocalyptic, see John
J. Collins, "Jewish Apocalyptic against its Hellenistic Near Eastern
Environment," BASOR 220 (1975) 27-36; cf. Adela Yarbro Collins,
"The Origin of the Designation of Jesus as 'Son of Man,'"
HTR 80 (1987) 407.
25The Damascus
Covenant (CD) and the Rule of the Community (1QS) give specific guidelines
for how the group is to be regulated. For one aspect of the political
nature of the Scrolls, see Doron Mendels, "Hellenistic Utopia and
the Essenes," HTR 72 (1979) 207-22, especially 210-11.
26See Ramsay
MacMullen, Enemies of the Roman Order (Cambridge, MA: Harvard
University, 1966).
27 In two
articles ("Theology in Mark and Q," and "Abba
and 'Father': Imperial Theology and the Jesus Tradition," JBL,
forthcoming), Mary Rose D'Angelo argues that Jesus and the early church
used "father" "in the context of resistance to the imperial
claims made by Roman use of the title pater for the emperor"
("Theology in Mark and Q," 150 n. 4).
28 Plutarch
asks, "Is not almost every king called Apollo, if he hums a tune?
Dionysus, if he gets drunk? and Heracles, if he wrestles?" ("How
to Tell a Flatterer from a Friend," Moralia [LCL; 16 vols.;
trans. Frank Cole Babbitt, et al.; Cambridge, MA: Harvard University;
London: William Heinemann, 1927-?] 56F. Plutarch viewed these claims
with a jaundiced eye, but the point here is simply their broad dissemination.
Philo says that when Caligula became emperor, "nothing was to be
seen throughout the cities but altars, oblations, sacrifices, men in
white robes and crowned with garlands ... " (Philo [LCL;
10 vols.; trans. F. H. Colson, et al.; Cambridge, MA: Harvard
University; London: William Henemann, 1929-44] Leg. Fas., 12).
Cf. David E. Aune, "The Influence of Roman Imperial Court Ceremonial
on the Apocalypse of John," Papers of the Chicago Society of
Biblical Research 28 (1983) 6; W. Liebeschuetz, review of Price,
Rituals and Power, JRS 85 (1985) 263. For the vast literature
on the ruler cult, see inter alia, Peter Herz, "Bibliographie
zum römischen Kaiserkult (1955-1975)," ANRW II.16.2 (eds.
Hildegard Temporini and Wolfgang Haase; Berlin/New York: de Gruyter,
1978) 833-910; Larry Kreitzer, "Apotheosis of the Roman Emperor,"
BA 52 (1990) 211-17; S. R. F. Price, "Gods and Emperors:
The Greek Language of the Roman Imperial Cult," JHS 104
(1984) 79-95; idem, Rituals and Power (Cambridge: Cambridge University,
1984). Francis Dvornik describes the origin and development of Greco-Roman
ruler worship in Early Christian and Byzantine Political Philosophy
(2 vols.; Washington, D.C.: The Dumbarton Oaks Center for Byzantine
Studies/ Trustees for Harvard University, 1966). On possible correspondences
between the hymn and ancient Egyptian, Mesopotamian, and Israelite enthronement
ceremonies, see Otfried Hofius, Der Christushymnus Philipper 2,6-11
(WUNT 17; Tübingen: Mohr [Siebeck], 1976) 29-34; see also Calvin W.
McEwan, The Oriental Origin of Hellenistic Kingship (Studies
in Ancient Oriental Civilization, 13; Chicago: University of Chicago,
1934).
29Q 22:28-30,
2 Cor 3:4-11. On Q and its relation to Israel, see Helmut Koester, Ancient
Christian Gospels (London: SCM; Philadelphia: Trinity Press International,
1990) 162-71.
30See,
e.g., Martin, Carmen Christi. 236-37; O'Brien, Philippians,
238.
31 Claims
that Jesus is God, and that therefore no challenge exists, are
more appropriately associated with later, trinitarian debates than with
these first steps of Christian identity building.
32 A similar
point might be made about the hymn's use of "Christ." Even
though it seems already to have become a kind of personal name rather
than a title, one would think its political implications must have been
evident at some stage of its appropriation by the churches. Yet, there
is confusion in the Jewish sources over the portrayal of the Messiah
as king (J. H. Charlesworth, "From Messianology to Christology:
Problems and Prospects," The Messiah [eds. J. H. Charlesworth,
et al.; Minneapolis: Fortress, 1987] 21-22).
33 The
very complex and ambivalent process by which early Christian groups
contained Jews, invited more Jewish participation, claimed origins reaching
back into Judaism, and yet came to see themselves as distinct from Judaism
cannot be gone into here.
34 Devorah
Dimant, "Qumran Sectarian Literature," Jewish Writings
of the Second Temple Period (CRINT 2/2; Assen: Van Gorcum; Philadelphia,
Fortress, 1984) 493. Other precedents for Jewish groups conceiving political
structures alternative to the Empire can be found, also. It was common
for Jewish diaspora communities to set themselves up as politeu/mata
and gain the right to handle their own affairs and select their own
leaders (Robert F. Stoops, Jr., "Riot and Assembly: The Social
Context of Acts 19:23-41," JBL 108 [1989] 77). These structures
could not aggressively confront the Empire, of course, but they were
still recognizable political entities operating within it.
35I have
no objection to claims that the dio refers to Jesus' self-humbling
and self-emptying as well as to his death (e.g., O'Brien, Philippians,
234). The fact remains, however, that the obedient death stands as the
climax and culmination of these actions and that, because of its contiguity
to v. 9a, the audience cannot help being impressed with the sequence
formed by it and the exaltation which follows directly thereon.
36Cf. Josephus,
Bell., 1.650, and Wis. 2-5. In the latter, the Righteous One
is killed (2:20, 4:16) and undergoes a post-mortem exaltation (4:16,
5:5; contra Howard, "Phil 2:6-11 and the Human Christ,"
372, who ignores 4:16). That the death is obedient is implied by 3:5b,
though there the reference is to the Righteous Ones rather than to the
Righteous One.
37That
Jesus' death in the hymn is not for the sake of the laws goes
without saying, this being one of the basic differences between pre-Pauline/Pauline
Christianity and Judaism. But a desire to comply with God's will can
exist whether or not the latter is conceptualized in terms of laws.
38See also
13:16-17, 16:24-25; 17:5, 11-12; 18:23. Note that 17:10 contains the
same phrase (mechri thanatou) as Phil. 2:8.
39This
distinction has been noticed. See Robert Doran, "The Martyr: A
Synoptic View of the Mother and Her Seven Sons," Ideal Figures
in Ancient Judaism (Septuagint and Cognate Studies 12; eds. George
W. E. Nickelsburg and John J. Collins; Chico, CA: Scholars, 1980) 189;
Joel B. Green, The Death of Jesus (WUNT 33; Tübingen: Mohr [Siebeck],
1988) 170; Burton L. Mack, A Myth of Innocence (Philadlphia:
Fortress, 1988) 106. See also Nickelsburg, Resurrection, 66.
40On 2
Maccabees, see Jonathan A. Goldstein, II Maccabees (AB 41A; Garden
City: Doubleday, 1983) 285, 304. On 4 Maccabees, see Moses Hadas, The
Third and Fourth Books of Maccabees (New York: Harper, 1953) 101,
116-17; R. Renehan, "The Greek Philosophic Background of Fourth
Maccabees," Rheinisches Museum für Philologie 115 (1972)
223-38. On Wisdom, see James M. Reese, Hellenistic Influence on the
Book of Wisdom and its Consequences (AnBib 41; Rome: Biblical Institute
Press, 1970).
41It is
intriguing that Isa 45:15 LXX, unlike 45:15 MT, bears a certain resemblance
to Stories of the Suffering Righteous. Verse 14 describes the humiliation
of the Egyptians, Ethiopians, and Sabeans. Verse 15 then presents these
groups as saying: "You are God and we did not know it." This
matches closely the admission of error in Wis 5:7; cf. the category
of "REACTIONS" described by Nickelsburg, "The Genre and
Function," 162.
42This
is not to say that the events in 2 and 4 Maccabees actually happened.
Their descriptions are highly crafted and extremely melodramatic. Neither
is it to say that the events in 2 and 4 Maccabees do not have a cosmic
significance. Obviously, they do, for the martyrs' obedient deaths result
in their post-mortem exaltation to heaven. Nevertheless, these books
provide a great many specifics and details which pertain simply to a
human, earthly, and non-supernatural realm. The hymn, on the other hand,
contains virtually no such details. Its earthly interest is limited
to the bare facts of Jesus' incarnation, his obedience, and his death.
43See Ernst
Käsemann, "A Critical Analysis of Philippians 2:5-11," JTC
5 (1968) 72-73; cf. Günter Bornkamm, "On Understanding the Christ-Hymn,"
Early Christian Experience (New York and Evanston, IL: Harper
& Row, 1969) 116.
44On Rom
5:19, 2 Cor 5:21, and Gal 3:13, see David Seeley, The Noble Death:
Graeco-Roman Martyrology and Paul's Concept of Salvation (JSNTSup
28; Sheffield: JSOT, 1990) 103-105. (The contrast between Adam and Christ
in Romans 5 is probably the strongest evidence that the hymn has both
a typological relation with the suffering righteous of 2 and 4 Maccabees,
and an antitypological relation with Adam speculation; but cf. p. 2
above.) As for Gal 1:4, see Richard B. Hays' equation of it and Phil
2:8 on the issue of obedience ("Crucified with Christ," Society
of Biblical Literature 1988 Seminar Papers [SBLSPS 27; ed. David
J. Lull; Atlanta: Scholars Press, 1988] 324).
45A strong
case has been made by many scholars for the pre-Pauline character of
the hymn (see Martin, Carmen Christi, 42-62).
46Mack,
A Myth of Innocence, 111.
47On 1
Thess. 2:13-16, see Birger A. Pearson, "1 Thessalonians 2:13-16:
A Deutero-Pauline Interpolation," HTR 64 (1971) 79-94; Daryl
Schmidt, "1 Thess 2:13-16: Linguistic Evidence for an Interpolation,"
JBL 102 (1983) 269-79.
48See,
for instance, the Damascus Document.
49See,
inter alia, Eduard Schweizer, "Slaves of the Elements and
Worshipers of Angels: Gal 4:3, 9 and Col 2:8, 18, 20," JBL
107 (1988) 455-68.
50See Seeley,
The Noble Death, 147-48.
51According
to J. Rufus Fears, "... Augustus sought to emphasize that the gods
themselves had willed those victories which gained him the principate"
(Princeps A Diis Electus: The Divine Election of the Emperor as a
Political Concept at Rome [Papers and Monographs of the American
Academy in Rome, 26; Rome: The American Academy in Rome, 1977] 216).
52See,
e.g., Cicero, Rep., 6.13.13; Horace, Odes 1.2, lines 41-46;
Plutarch, Alex. Fort. Virt., 329C-330D; Seneca, De Consolatione
ad Polybium, 12.5; Virgil, Georgics, 1.503. These texts are
discussed below.
53Roger
Beck, "The Mithras cult as association," SR 21 [1992]
5; for bibliography, see idem, Planetary Gods and Planetary Orders
in the Mysteries of Mithras [Leiden: Brill, 1988] 6 n.12). Cf.,
inter alia, Theony Condos, The Katasterismoi of the Pseudo-Eratosthenes
(University of Southern California dissertaion, 1970); A. A. T. Ehrhardt,
"Jesus Christ and Alexander the Great," JTS 46 (1945)
47; Schweizer, "Slaves of the Elements," 456-64. This belief
also appears in Judaism in the early imperial period; see Wis 8:19-20,
2 Enoch 23:5, chap. 32; Josephus, Bell., 2.8.11.
54G. W.
Bowersock, "The Imperial Cult: Perceptions and Persistence,"
Jewish and Christian Self-Definition (3 vols,; eds. Ben F. Meyer
and E. P. Sanders; Philadelphia: Fortress, 1980-83) 3.173-74; S. R.
F. Price, "Between Man and God: Sacrifice in the Roman Imperial
Cult," JRS 70 (1980) 43. Cf. Keith Hopkins, Conquerors
and Slaves (Sociological Studies in Roman History, 1; Cambridge:
Cambridge University, 1978) 215-21.
55J. Behm,
"morfê," TDNT 4 (1967) 745. Efforts to employ
Tobit 1:13 to interpret morfh/ as "status" do violence
to that verse, whose use of enôpion implies the visual (cf. Martin,
Carmen Christi, xx).
56Commentators
who would see morfê in terms of substance (e.g., Kasemann, Jervell)
must answer Eduard Schweizer's question of what the substance of a slave
might be (Erniedrigung und Erhöhung bei Jesu und seinen Nachfolgern
[ATANT 28; 2nd ed.; Zürich: Zwingli, 1955] 54 n. 233; see Martin, Carmen
Christi, 133 n. 1). Those who maintain that morfê reflects
the Septuagintal use of doxa must explain the absence in the
LXX of a correspondence between these two terms. Exegetes are able to
link doxa and eikôn, but not doxa and morfê
(see Martin, Carmen Christi, 102-20). O'Brien argues for a link
beween eikôn and morfê (Philippians, 208-9) but
then more convincingly argues the opposite (263-64). Those who maintain
that morfê signifies Adamic glory must rely on Rabbinic writings
whose date cannot be ascertained (Martin, Carmen Christi, 119;
G. Kittel, "dokeô ktl.," TDNT 4 [1964] 245-47).
57Karl
Bornhäuser (Jesus Imperator Mundi [Gütersloh: C. Bertelsmann,
1938]) set the hymn against the background of Caligula's reign, but
his proposal has been dismissed (Martin, Carmen Christi, 80-81).
It is revealing, however, that while speaking contemptuously of Bornhäuser,
Martin actually criticizes only his excessive view that the hymn's reference
to "slave" reflects Nero's habit of skulking about Rome in
commoner's dress.
58Cf. Dio
Cassius, 59.26.6-8; Suetonius, Caligula, 52. See Bornhäuser,
Jesus Imperator Mundi, 17.
59Philo,
Leg. Gas., 225 (cf. 214-17); Josephus, Ant., 18.263.
60Philo,
Leg. Gas., 211.
61Philo,
Leg. Gas., 229-36; Josephus, Ant., 18.271-72.
62Kreitzer,
"Apotheosis of the Roman Emperor," 212-15. See also Price,
"Gods and Emperors," 87. Ovid refers to Augustus' image as
divine (Ex Ponto, 2.8.1-16). Cf. Pliny, Ep., 10.96.
63 "Most
persons in the empire of Rome could only have known their emperor from
his bust or statue, and it was this which dominated the celebration
of his cult" (Bowersock, "The Imperial Cult: Perceptions and
Persistence," 173). See also Andreas Alfoldi, Die monarchische
Repräsentation im römischen Kaiserreiche (Darmstadt: Wissenschaftliche
Buchgesellschaft, 1980); Hopkins, Conquerors and Slaves, 218-24;
Kreitzer, "Apotheosis," 211-16; Daniel Schowalter, The
Emperor and the Gods (Minneapolis: Fortress, 1992). It would seem
that the tendency to see rulers in divine form was strong enough that
it influenced even Jewish perceptions. Josephus tells how Agrippa entered
the theater at Caesarea clad in a brilliant garment woven of silver.
When this shone in the rays of the rising sun, there were shouts addressing
him as a god (theos) (Ant., 19.344-45; cf. Acts 12:21-22).
64 See,
inter alia, J. C. O'Neill, "Hoover on Harpagmos Reviewed,
with a Modest Proposal Concerning Philippians 2:6," HTR
81 (1988) 445-49.
65 Ehrhardt,
"Jesus Christ and Alexander the Great," 50. See Plutarch,
Alex. Fort. Virt., 330D.
66 Martin,
Carmen Christi, 79. He was, in any case, not the first to present
it. See Käsemann, "Critical Analysis," 59.
67 See,
e.g., Ehrhardt's suggestion that Alexander's assumption of Persian garb
is tantamount to Christ's being found in human form.
68 See
Dieter Georgi, "Reflections of a New Testament Scholar on Plutarch's
Tractates De Alexandri Magni Fortuna aut Virtute," The
Future of Early Christianity: Essays In Honor of Helmut Koester,
ed. Birger A. Pearson (Minneapolis: Fortress, 1991), 30.
69 Dio
Chrysostom (LCL; 5 vols.; trans. J. W. Cohoon and H. Lamar Crosby;
London: William Heinemann; Cambridge, MA: Harvard University, 1932-51)
1.80.
70 Dio
Chrysostom, 4.95. Bornhäuser compares Jesus' attitude in the hymn to
3 Macc 3:15, where King Ptolemy Philopator speaks of ruling Coele-Syria
and Phoenicia with clemency and benevolence (Jesus Imperator Mundi,
18-19).
71 Cf.
Josephus, who says that Caligula came to regard himself as a god (Ant.,
18.256).
72 Regarding
the use in 2:6 of isa Theô, one should bear in mind that the
imperial cult extended divine honors or isotheoi timai to the
emperor (Price, "Gods and Emperors," 88; idem, Rituals
and Power, 48-49; cf. Martin Percival Charlesworth, "Some Observations
on Ruler-Cult Especially in Rome," HTR 28 [1935], 28).
73 Seneca,
De Consolatio ad Polybium, Moral Essays (LCL; 3 vols.;
trans. J. W. Basore; London: Heinemann; New York: Putnam's; Cambridge,
MA: Harvard University, 1928-35) 7.2. Seneca is engaging here in shameless
flattery towards Claudius, but that is irrelevant for our purposes.
What matters is that although there are countless ways to flatter someone,
this particular way has recommended itself to Seneca.
74 Adapted
from Seneca, Moral Essays, Ben., 4.32.2. Cf. Philo, Leg.
Gas., 53.
75"As
a rule the Hellenistic king was described as ... toiling uninterruptedly
for the common welfare ..." (Aalders, Political Thought in Hellenistic
Times, 21).
76 Dio
Chrysostom, 1.22-23.
77 Dio
Chrysostom, 3.75. See also 1.17-20.
78 Cora
Lutz, Musonius Rufus: "The Roman Socrates" (New Haven:
Yale University, 1947; reprinted from Yale Classical Studies,
vol. 10) 61, 65.
79See Erwin
R. Goodenough, "The Political Philosophy of Hellenistic Kingship,"
Yale Classical Studies (New Haven: Yale University, 1928) 60,
62, 67, 72-74.
80Plato,
Resp., 5.463B, 8.540B (see also 5.473C-D and 6.487A).
81Xenophon,
Mem., 3.2.3
82For examples
of other emperors being regarded as divine during their lifetimes, see
M. P. Charlesworth, "'Deus Noster Caesar,'" Classical Review
39 (1925) 113-15; Cuss, Imperial Cult, 31-32; Duncan Fishwick,
"Ovid and Divus Augustus," CP 86 (1991) 38; Price,
"Gods and Emperors," 81-83, 88.
83It should
be noted here that the ruler's departure from heaven is a result of
being sent, not an act of selflessness leading to slavery or service.
See Plutarch, Alex. Fort. Virt., 329C-330D; Seneca, De consolatione
ad Polybium, 12.5 (cf. Marion Altman, "Ruler Cult in Seneca,"
CP [1938] 201); Horace, Odes, 1.2, lines 41-46; Cicero,
Rep., 6.13.13; cf. 6.26.29; Virgil, Georgics, 1.503. See
also Glenn F. Chesnut, "The Ruler and the Logos in Neopythagorean,
Middle Platonic, and Late Stoic Political Philosophy," ANRW
II.16.2 (eds. Hildegard Temporini and Wolfgang Haase; Berlin/New York:
de Gruyter, 1978) 1319 n. 35; cf. Goodenough, "The Political Philosophy,"
1.77 n. 79.
84This
statement takes Paul's letters simply as a suggestive index to the sensibility
of the hymn and does not presuppose Paul as the hymn's author.
85For the
importance of divine imagery in the imperial cult in general, see above,
nn. 73-74.
86There
were various cities in and around Palestine named for emperors and other
rulers, e.g., Caesarea, Tiberias, Caesarea Philippi, Archelais, Ptolemais,
Antioch, Seleucia. Also noteworthy are the fortresses Herodium and Alexandrium.
87Charlesworth,
"Some Observations," 17; Gerd Theissen, The Gospels in
Context (trans. Linda M. Maloney; Minneapolis: Fortress, 1991) 211-12
n. 23; contra Aune, "Influence," 13. But see also Duncan
Fishwick, "Prudentius and the Cult of Divus Augustus," Historia
39 (1990) 481-82 and the literature cited there. On bowing in Greek
religion, see F. T. van Straten, "Did the Greeks kneel before their
Gods?" Bulletin Antieke Beschaving 49 (1974) 159-89.
88Charlesworth,
"Some Observations," 28-9; Theissen, The Gospels in Context,
209-12. See also J. P. V. D. Balsdon, The Emperor Gaius (Caligula)
Oxford: Clarendon, 1934) 172.
89See the
passages from Suetonius, Dio Cassius, and Seneca cited by Theissen,
The Gospels in Context, 209-12.
90Philo,
Leg. Gas., 352-53.
91Philo,
Leg. Gas., 116-17.
92See,
e.g., Horace, Odes, 2.9.17-24, 3.5.1-4, 4.14.1-52, 4.15.1-32;
Ovid, Met., 15.751-59, 858-60; Virgil, Georgics, 1.24-42,
2.170-72, 4.559-62; Aeneid, 1.287, 6.792-807, 8.722-28.
93Ovid,
Metamorphoses (LCL; 2 vols.; trans. Frank Justus Miller; London:
William Heinemann; Cambridge, MA: Harvard University, 1916) 15.858-60.
Cf. Virgil, Georgics, 1.24-42 .
94Cuss,
Imperial Cult, 54.
95Suetonius,
Aug., 53.1-2 ("dominus"); see Cuss, Imperial Cult,
55.
96Tacitus,
Annals, 2.87 ("dominus"); see Cuss, Imperial Cult
55-56.
97Aurelius
Victor, "de Caesaribus," 3.13; see Cuss, Imperial
Cult 58-59. Cf. Suetonius, Caligula, 4.22.1.
98Cuss,
Imperial Cult 59; Jones, "Christianity and the Roman Imperial
Cult," 1028. Cf. Charlesworth, "'Deus Noster Caesar,'"
113-15.
99 Athenaeus,
Deipnosophistae, VI.253e.
100 Wilhelm
Dittenberger, Orientis graeci inscriptiones selectae (Leipzig:
S. Hirzel, 1903-05) No. 90.1. See Wilheim Bousset, Kyrios Christos
(trans. John E. Steely; Nashville: Abingdon, 1970) 140; Deissmann, Light,
352.
101 Dittenberger,
Orientis, No. 186.8. See Bousset, Kyrios Christos, 140;
Deissmann Light, 352.
102 Bousset,
Kyrios Christos, 140; Deissmann, Light, 352. For more
on the ruler cult of the Ptolemies, see J. Quagebeur, "The Egyptian
Clergy and the Cult of the Ptolemaic Dynasty," Ancient Society
20 (1989) 93-116, and the literature cited there.
103 Dittenberger,
Orientis, No. 606. See Bousset, Kyrios Christos, 140;
Deissman, Light, 353.
104 Dittenberger,
Orientis, Nos. 415, 423, 425, 426. See Bousset, Kyrios Christos,
140; Deissmann, Light, 353. On the general use of the term "lord,"
see also Arthur Darby Nock. Early Gentile Christianity and its Hellenistic
Background (New York: Harper & Row, 1964) 32-35.
105 But
see Horace, Odes 4.5, lines 32-36. Cf. Pliny, Ep. 10.96.5,
7.
106 Price,
"Gods and Emperors" 90. Inner quotation from Louis Robert,
Études epigraphiques et philologiques (Paris: Champion, 1938)
23. In addition, Suetonius reports that, after Caesar's murder, a marble
column was dedicated to him in the Forum. "At the foot of this
they continued for a long time to sacrifice, make vows, and settle some
of their disputes by an oath in the name of Caesar," The Lives
of the Caesars (LCL; 2 vols.; trans. J. C. Rolfe; Cambridge, MA:
Harvard University; London: Heinemann, 1913-14) 1.85.5. Cf. Price, "Gods
and Emperors," 92.
107See
Samuel K. Eddy, The King is Dead (Lincoln, NE: University of
Nebraska, 1961); Jonathan Z. Smith, Map Is Not Territory
(Studies in Judaism in Late Antiquity 23; Leiden: Brill, 1978) 147-71,
186.
108This
article was drafted during an NEH Summer Seminar on Judaism and Hellenism,
held in 1992 at Yeshiva University (New York City) and chaired by Louis
Feldman. I am grateful for the comments of Prof. Feldman, Darrell Udd,
and the Seminar members.